OUR FIRM

First Look Capital Management, LLC is an independent, fee-only, Registered Investment Adviser in Texas and Colorado.

James Tan


Mr. Tan has professionally managed wealth for over 15 years, working with high net worth families and businesses. He started his career in finance with Merrill Lynch in 1999. Most recently he served as Vice President – Financial Consultant for Charles Schwab’s Austin branch. During his tenure at Schwab, Mr. Tan personally managed over $400 million in client assets, as well as contributed to training and development within Schwab’s Texas region.

James is a current or former holder of FINRA Series 7, 63, 65, 66. He has a B.A. degree from the University of Texas at Austin (1999).

John Roth Garmhausen, CFA, CFP


Mr. Garmhausen has over a decade of experience in the financial services industry, most recently serving as Vice President – Financial Consultant with Charles Schwab. Prior to joining Charles Schwab in 2008, Mr. Garmhausen served as a Risk Manager for CyberTrader, monitoring enterprise risk for a brokerage firm with over $8 billion in client accounts. Previous to CyberTrader, Mr. Garmhausen worked as a Research Analyst for Lighthouse Capital Management, LP, a Houston based Registered Investment Advisor with $450 million in client assets under management.

John is a current or former holder of FINRA Series 7, 63 and 66. He is a CFA Charterholder and a regular member of the CFA Institute. He is also a CERTIFIED FINANCIAL PLANNERTM. He has a B.A. degree from Appalachian State University (1995).

Why choose a CFA Charterholder?

Why choose a CFP Professional?

http://www.cfainstitute.org/learning/investor/adviser/pages/index.aspx

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